Phase 1: Initial Consultation
During the first phase of the investigative process our investigator will meet individually with the relevant
parties to explain the investigation procedure. This initial consultation will be used to ensure that the complainant and
the suspected person are comfortable with the process and understand that confidentially will be maintained throughout. At
this stage the investigator will not discuss any disciplinary consequences and will only seek to determine what evidence exists
and develop a course of action for the investigation.
Phase 2: Investigation Plan
Before preceding any further the investigator will develop a detailed plan, which will address what questions
the investigation should seek to answer. During this phase the investigator will determine who should be interviewed, in what
order and what evidence should be gathered.
Phase 3: Interviewing the Complainant
The investigator will meet with and interview the complainant in a comfortable and confidential manner. Complainants
will be handled with the utmost sensitivity and fairness. The investigator will carefully document the interview in order
to develop an appropriate list of questions for the suspected person.
Phase 4: Interviewing Suspected Persons
As part of the interview with the suspected person(s), the investigator will fully explain the allegations against
him/her. The suspected person will be provided with the opportunity to respond to all allegations and will be treated in a
fair and professional manner. The investigator will carefully document the interview for use in the final report.
Phase 5: Interviewing Witnesses
Any potential witnesses to the alleged incident will be interviewed in person as soon as possible after the
event. All interviews will take place in a private and confidential manner and will be documented appropriately.
Phase 5: Review of Evidence
Considering the facts gathered in the first four phases of the process, the investigator will rely upon their
extensive experience to consider the credibility of witnesses and will weigh available evidence to deliver a conclusion.
Phase 6: Reporting
Each investigation will result in a detailed report summarizing the complaint, outlining the evidence, presenting
the conclusion and providing recommendations for resolution. The quality of this report will become the cornerstone of any
future legal actions and will seek to prove that due diligence was upheld by the employer.